Ethics for advisers - EP3, Season 1: It takes a village

EP3, Season 1: It takes a village

02/04/20 • 62 min

Advisers have been pushed towards professionalism, something Dr Deen Sanders argues will work against the industry; Sanders says we have not yet seen a collective voice representing clients, participants and broader stakeholders. Michael Carmody believes there is still time for advisers to come together. Participants: Dr Deen Sanders, Michael Carmody Facilitator: Matthew Smith Length: 45 mins, 44 seconds

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EP2, Season 1: Is it me, or the system?

Over compliance and an overt focus on following the rules can work against businesses trying to promote an ethical environment. Dr Michael Collins considers the structural and environmental factors that lead to poor ethical outcomes. Jeff Thurecht highlights the need for advisers to be confident in the service they deliver to clients. Participants: Dr Michael Collins, Jeff Thurecht Facilitator: Matthew Smith Length: 45 mins, 44 seconds

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EP4, Season 1: Code whispering 101

Reading the Code of Ethics through the eyes of a lawyer won’t work. Dr Katherine Hunt gives insight into how advisers can use the principals of the Code to guide and strengthen their decision-making. Felicity Cooper describes how her independently-owned business model enables a better ethical outcome than brokerage models she’s worked in previously. Participants: Dr Katherine Hunt, Felicity Cooper Facilitator: Matthew Smith Length: 48 mins, 52 seconds