Ethics for advisers - EP1, Season 2: Intention is frontrunning implementation

EP1, Season 2: Intention is frontrunning implementation

08/24/21 • 42 min

Advisers might have full plates, not to mention challenges managing their businesses ongoing during lockdowns and a global pandemic, but they’ve still come a long way getting their heads around the Code and ethical thinking, Griffith University’s Katherine Hunt and Prosperity Financial Services’ Nidal Danoun discuss, while highlighting that the practical implementation of ethics into every day practices might still be lagging.

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EP6, Season 1: Above and beyond the law

For the advice industry to graduate to professional status in the eyes of lawmakers, clients and the broader community, it needs to move on from its tick-a-box approach to compliance and take on a higher-level principals approach to considering ethical situations. Richard Jackson points out the broader industry has a responsibility to support advisers to meet their obligations. Participants: Dr Michelle Cull, Richard Jackson Facilitator: Matthew Smith Length: 39 mins, 2 seconds

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EP2, Season 2: Where compliance ends and the Code begins

Tick-a-box approaches to compliance may not only be expensive and time consuming but they could also be holding advisers back from taking the next step in putting ethics into practice and advancing towards broader community trust and professional recognition, JB Were’s Kym Bailey and McMahon Clarke’s Selina Nutley discuss.