
UDAAP Compliance Trends and Best Practices Pt. 1
05/26/23 • 26 min
This week’s podcast is the first part of a conversation between four industry experts—James Kim from Troutman Pepper, Brian Serafin from Weiner Brodsky Kider PC, Pia Thompson from lawesomeGC, and Rhonda McGill from PerfomLine.
Today they discuss their unique insights on compliance with Unfair, Deceptive, or Abusive Acts or Practices (UDAAP). Listen as they discuss:
- Background on UDAAP
- Compliance risks to be aware of as it pertains to UDAAP
- Their takes on the CFPB's policy statement on abusive acts and practices
Show Notes:
- The Top UDAAP Compliance Issues Report
- Watch On Demand: Minimizing UDAAP Compliance Risks
- UDAAP Resource Library
- Connect with James Kim: https://www.linkedin.com/in/jameskim99/
- Connect with Brian Serafin: https://www.linkedin.com/in/brian-serafin-23297620/
- Connect with Pia Thompson: https://www.linkedin.com/in/pia-thompson/
- Connect with Rhonda McGill: https://www.linkedin.com/in/rhonda-mcgill/
This week’s podcast is the first part of a conversation between four industry experts—James Kim from Troutman Pepper, Brian Serafin from Weiner Brodsky Kider PC, Pia Thompson from lawesomeGC, and Rhonda McGill from PerfomLine.
Today they discuss their unique insights on compliance with Unfair, Deceptive, or Abusive Acts or Practices (UDAAP). Listen as they discuss:
- Background on UDAAP
- Compliance risks to be aware of as it pertains to UDAAP
- Their takes on the CFPB's policy statement on abusive acts and practices
Show Notes:
- The Top UDAAP Compliance Issues Report
- Watch On Demand: Minimizing UDAAP Compliance Risks
- UDAAP Resource Library
- Connect with James Kim: https://www.linkedin.com/in/jameskim99/
- Connect with Brian Serafin: https://www.linkedin.com/in/brian-serafin-23297620/
- Connect with Pia Thompson: https://www.linkedin.com/in/pia-thompson/
- Connect with Rhonda McGill: https://www.linkedin.com/in/rhonda-mcgill/
Previous Episode

Navigating Marketing Compliance Challenges Pt. 2
This week’s podcast is part two of a conversation between our SVP of Sales John Zanzarella, and two heavy hitters in marketing compliance - Alexandra Megaris, Partner at Venable LLP, and John Henson, General Counsel at ConsumerAffairs.
If you haven’t listened to the first part of their conversation, we recommend you do that first, and then head back here to see how they wrap up their conversation with these topics:
- How to mitigate risk across marketing channels
- How to prioritize communication methods for compliance
- Regulatory hot topics and expectations for 2023
- How to share regulatory updates that affect the business with the appropriate teams
Show Notes:
- The State of Marketing Compliance Report: https://bit.ly/3LcF2un
- How to Navigate Marketing Compliance in 2023: Expert Insights: https://bit.ly/426siwn
- 5 Signs It’s Time to Invest in a Marketing Compliance Software: https://bit.ly/3NhORtC
- Connect with John Zanzarella: https://www.linkedin.com/in/johnzanzarella/
- Connect with Alexandra Megaris: https://www.linkedin.com/in/alexandra-megaris-6a018623/
- Connect with John Henson: https://www.linkedin.com/in/john-h-henson/
Next Episode

UDAAP Compliance Trends and Best Practices Pt. 2
This week’s podcast is the second part of a conversation between four industry experts—James Kim from Troutman Pepper, Brian Serafin from Weiner Brodsky Kider PC, Pia Thompson from lawesomeGC, and Rhonda McGill from PerformLine.
Today they continue their discussion on UDAAP. Topics on today's episode include:
- How to avoid common UDAAP pitfalls
- Mitigating UDAAP compliance risk in marketing materials
- Developing effective UDAAP compliance programs
Show Notes:
- The Top UDAAP Compliance Issues Report: https://bit.ly/43lT1FB
- Watch On Demand – Minimizing UDAAP Compliance Risks: https://bit.ly/45qzuWm
- UDAAP Resource Library: https://bit.ly/3IAYW1I
- Connect with Pia Thompson: https://www.linkedin.com/in/pia-thompson/
- Connect with James Kim: https://www.linkedin.com/in/jameskim99/
- Connect with Brian Serafin: https://www.linkedin.com/in/brian-serafin-23297620/
- Connect with Rhonda McGill: https://www.linkedin.com/in/rhonda-mcgill/
COMPLY: The Marketing Compliance Podcast - UDAAP Compliance Trends and Best Practices Pt. 1
Transcript
Hey there , pie Podcast listeners, and welcome to this week's episode. This week's podcast is the first part of a conversation between four industry experts, including James Kin from Troutman Pepper, Ryan Sarafin from Wiener Brodsky Keter , PC
Speaker 1Pia Thompson from Lawson gc, and Rhonda McGill from Perform Line . Today they discuss their unique insights into compliance on unfair, deceptive, or abu
If you like this episode you’ll love
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