COMPLY: The Marketing Compliance Podcast

Today’s podcast is part one of a conversation had between Rhonda McGill, Senior Director of Client Solutions here at PerformLine and John Henson, now General Counsel and previously Head of Legal and Compliance at consumeraffairs.com. Their conversation is on various topics around marketing compliance across industries that we see under the microscope of growing regulatory scrutiny.

This week I sat down with a special guest, Christina Tetreault, with the California DFPI, to discuss:

• How partnerships between traditional banks and BaaS providers benefit both parties
• The measures these institutions can take to ensure they meet regulatory requirements when offering banking services through a third-party provider
• And how the California DFPI is taking a proactive approach focused on understanding your business to address potential challenges in the financial sector

Show Notes:

• May 2022 CFPB Circular on FDIC Insurance: https://bit.ly/3RId6TY
• CA DFPI Meeting Intake Form: https://bit.ly/46dOvep
• CA DFPI Chime Financial Settlement Agreement: https://bit.ly/3LNSKoC
• Connect with Christina Tetreault: https://www.linkedin.com/in/christinatetreault/
• Connect with Ashley “AC” Cianci: https://www.linkedin.com/in/ashley-cianci/

Fintech Meetup provides an opportunity for the fintech industry to connect and collaborate to shape the future of fintech. PerformLine and FS Vector were both in attendance and had a birds-eye view of this event and were able to glean some great takeaways for us to share with our listeners.

In today’s COMPLY Podcast episode, I am joined by Ethan Singleton, Principal at FS Vector, and Alex Morris, Sr. Account Executive at PerformLine, where we will chat about:

• BaaS partnerships—is there light at the end of the tunnel?
• The growing fintech community and the blooming collaborations
• Compliance still matters!
• Regulators support innovation while warning about consumer protection

Show Notes:

• Ethan's Debut COMPLY Podcast Episode: https://performline.com/blog-post/episode-41-building-evolving-and-automating-fintech-marketing-compliance/
• Why Banks are Investing in Marketing Compliance Technology Blog: https://performline.com/blog-post/why-banks-are-investing-in-marketing-compliance-technology/
• Learn more about FS Vector: https://fsvector.com/
• Connect with Ethan Singleton: https://www.linkedin.com/in/ethan-singleton-esq/
• Connect with Alex Morris Jones: www.linkedin.com/in/alex-morris-jones/
• Connect with me, Rhonda: https://www.linkedin.com/in/rhonda-mcgill/

This COMPLY Podcast episode is part three of a discussion between Rhonda McGill, PerformLine's Senior Director of Client Success, and Kimberly Monty Holzel and Courtney Hayden from Goodwin as they take a deep dive into recent marketing compliance enforcement actions and share their advice for getting ahead of regulatory scrutiny.

Listen as they discuss:

• Why public CFPB enforcement actions are down in recent years
• Enforcement action expectations on both the federal and state level for the rest of 2023 + 2024
• Marketing compliance best practices and takeaways

Show Notes:

• 2023 Complaint Risk Signal Report: https://bit.ly/3R31qdZ
• Marketing Compliance Insights from Recent Enforcement Actions: https://bit.ly/3PS4lnW
• Top Marketing Compliance Enforcement Actions 1H 2023: https://bit.ly/3Fl137N
• 5 Signs It's Time To Invest In A Marketing Compliance Software: https://bit.ly/3MHGKFx
• Connect with Rhonda: https://www.linkedin.com/in/rhonda-mcgill/
• Connect with Kimberly: https://www.linkedin.com/in/kimberly-monty-holzel/
• Connect with Courtney: https://www.linkedin.com/in/haydencourtney/
• Connect with Ashley “AC” Cianci: https://www.linkedin.com/in/ashley-cianci/

2024 is already shaping up to be an unprecedented year that will continue to be filled with regulatory and compliance pressures including increased rulemaking, examinations and enforcement. As we enter what is sure to be yet another busy year in the regulatory space, regulators are gearing up to ensure that consumer protection continues to be the focus of their ever-growing agenda.

Today's episode is part 2 of a discussion featuring CFPB alumni Gary Stein and Melissa Baal Guidorizzi, where they discuss:

• Recent CFPB Rulemaking Activity
• Steps you can take now to get ahead of regulatory scrutiny
• Looking ahead at rulemaking for 2024
• Will the upcoming election impact operations at the CFPB?

Show Notes

• [Part 1] COMPLY Podcast Episode 38: CFPB Complaints, Enforcements, & Navigating New Compliance Challenges: https://performline.com/blog-post/episode-38-cfpb-complaints-enforcements-navigating-new-compliance-challenges/
• Expert Insights: The CFPB’s Impact in 2023 and Beyond: https://bit.ly/4aE8OUZ
• 2023 Complaint Risk Signal Report: https://bit.ly/3tFDCDY
• 2H 2023 Marketing Compliance and Enforcement Actions Quarterly Review: https://bit.ly/3H7Wfni
• Connect with John: https://www.linkedin.com/in/johnzanzarella/
• Connect with Gary: https://www.linkedin.com/in/gary-stein-7b7337/
• Connect with Melissa: https://www.linkedin.com/in/melissa-baal-guidorizzi-047263a/
• Connect with me, your new COMPLY Podcast host, Rhonda: https://www.linkedin.com/in/rhonda-mcgill/