CPAs Gone Bad - Discussion of Recent SEC and PCAOB Enforcement Actions
03/01/23 • 25 min
In Episode #8 of GAAP Chats, hosts Mike Walworth and Chris Brundrett dig into some recent SEC and PCAOB enforcement actions so, hopefully, other CPAs can learn from others’ mistakes! Specifically, we’ll talk about an SEC enforcement action involving related party transactions and a PCAOB enforcement action involving a myriad of errors on three audit engagements.
Resources:
SEC Enforcement Releases
PCAOB Enforcement Actions
Podcast Transcript Notes
About GAAP Dynamics
GAAP Dynamics is a training firm that provides tailored and engaging learning solutions to companies and accounting firms worldwide. Whether it's online, in the classroom, or via webinar, we create high-quality training that we would want to take.
Stay informed and subscribe to our blog. Become a GAAPologist today!
Interested in what all GAAP Dynamics has to offer? Check out our website
Check us out on:
Linkedin
Youtube
Facebook
And email us with any of your own accounting questions, concerns, or horror stories at: [email protected]
In Episode #8 of GAAP Chats, hosts Mike Walworth and Chris Brundrett dig into some recent SEC and PCAOB enforcement actions so, hopefully, other CPAs can learn from others’ mistakes! Specifically, we’ll talk about an SEC enforcement action involving related party transactions and a PCAOB enforcement action involving a myriad of errors on three audit engagements.
Resources:
SEC Enforcement Releases
PCAOB Enforcement Actions
Podcast Transcript Notes
About GAAP Dynamics
GAAP Dynamics is a training firm that provides tailored and engaging learning solutions to companies and accounting firms worldwide. Whether it's online, in the classroom, or via webinar, we create high-quality training that we would want to take.
Stay informed and subscribe to our blog. Become a GAAPologist today!
Interested in what all GAAP Dynamics has to offer? Check out our website
Check us out on:
Linkedin
Youtube
Facebook
And email us with any of your own accounting questions, concerns, or horror stories at: [email protected]
Previous Episode
In the News - Insights from the 2021 PCAOB Inspection Reports
In Episode #7 of GAAP Chats, hosts Mike Walworth and Chris Brundrett dig into the PCAOB, the self-proclaimed independent audit watchdog, and reveal insights from their review of the 2021 PCAOB inspection reports for the annually inspected firms.
Resources:
PCAOB Inspection Reports
Podcast Transcript Notes
About GAAP Dynamics
GAAP Dynamics is a training firm that provides tailored and engaging learning solutions to companies and accounting firms worldwide. Whether it's online, in the classroom, or via webinar, we create high-quality training that we would want to take.
Stay informed and subscribe to our blog. Become a GAAPologist today!
Interested in what all GAAP Dynamics has to offer? Check out our website
Check us out on:
Linkedin
Youtube
Facebook
And email us with any of your own accounting questions, concerns, or horror stories at: [email protected]
Next Episode
In the News - 150-hour Education Requirement for CPAs
In Episode #9 of GAAP Chats, hosts Mike Walworth and Chris Brundrett discuss the 150-hour education requirement for CPAs. This comes as states are considering reducing the requirement to address the shortage of accountants entering the profession.
Sign up for the Webinar now!
Resources:
Podcast Transcript Notes
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About GAAP Dynamics
GAAP Dynamics is a training firm that provides tailored and engaging learning solutions to companies and accounting firms worldwide. Whether it's online, in the classroom, or via webinar, we create high-quality training that we would want to take.
Stay informed and subscribe to our blog. Become a GAAPologist today!
Interested in what all GAAP Dynamics has to offer? Check out our website
Check us out on:
Linkedin
Youtube
Facebook
And email us with any of your own accounting questions, concerns, or horror stories at: [email protected]
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