Episode 132, The Tribute to Gene Marks Edition

04/11/24 • 60 min

Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of commentators; Jonathan Marks, Matt Kelly, Jay Rosen, with Special Guest Karen Moore; all hosted and joined by Tom Fox.

1. Matt Kelly takes a deep dive into the recent speech my Michael Hsu on how fairness helps compliance. (Check out his blog on the topic here.) He shouts out to World Central Kitchen and their continued efforts to feed those in need.

2. Host Tom Fox takes a deep dive into the Trafigura FCPA enforcement action to try and determine how (and why) the company was not required to have a monitor. He shouts out to Houston Astros pitcher Ronel Blanco, who threw a no-hitter in his 8th professional appearance at the age of 30.

3. Jonathan Marks talks about his father’s influence on him which helped Jonathan form is views on ethics and the Kobayashi Maru. He shouts out to his father, Gene Marks for a full life well lived.

4. Jay Rosen looks at the enforcement action involving Trafigura. He shouts out to Lou Gossett, Jr. for his Oscar winning role in An Officer and a Gentleman.

5. Special Guest Karen Moore takes a deep dive into the EU Corporate Sustainability Due Diligence Directive. She shouts out to Austrian government for providing citizenship to descendants of Nazi persecution by means of a declaration, without having to give up their current citizenship or nationality in return.

The members of the Everything Compliance are:

• Jay Rosen– Jay can be reached at [email protected]

• Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at [email protected]

• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected]

• Jonathan Armstrong –is our UK colleague, and is an experienced data privacy/data protection lawyer in London. He can be reached at [email protected].

• Jonathan Marks can be reached at [email protected].

• Guest Karen Moore can be reached at [email protected]

The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at [email protected]. Everything Compliance is a part of the Compliance Podcast Network.

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3. Jonathan Marks talks about his father’s influence on him which helped Jonathan form is views on ethics and the Kobayashi Maru. He shouts out to his father, Gene Marks for a full life well lived.

4. Jay Rosen looks at the enforcement action involving Trafigura. He shouts out to Lou Gossett, Jr. for his Oscar winning role in An Officer and a Gentleman.

The members of the Everything Compliance are:

• Jay Rosen– Jay can be reached at [email protected]

• Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at [email protected]

• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected]

• Jonathan Armstrong –is our UK colleague, and is an experienced data privacy/data protection lawyer in London. He can be reached at [email protected].

• Jonathan Marks can be reached at [email protected].

• Guest Karen Moore can be reached at [email protected]

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Previous Episode

Episode 131, The Whistleblower edition

Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of commentators; Jonathan Marks, Matt Kelly, Jonathan Armstrong, Jay Rosen, with Special Guest Mary Inman; all hosted by Tom Fox.

1. Matt Kelly bemoans the lack of monitorships in recent FCPA enforcement actions. He shouts out to Ken Buck for his resignation from Congress.

2. Host Tom Fox shouts out to the Ides of March and the Mooring Theater Company Production of Shakespeare’s play Julius Ceasar, starring Corin and Vanessa Redgrave.

3. Jonathan Armstrong reviews NIS2 and the changing climate around cybersecurity regulation. He rants about the disaster management failures of the British crown around Kate Middleton.

4. Jay Rosen looks at the enforcement action involving Gunvor S.A. He about the potential Vice-Presidential candidacy of Aaron Rogers and intones “you ain’t no Bill Bradley”.

5. Special Guest Mary Inman takes a deep dive into the DOJ whistleblower bounty program. She shouts out to whistleblower John Barnett and rants the need for mental health resources to be made available to whistleblowers.

6. Jonathan Marks looks at DOJ’s renewed call for self-disclosure. shouts out a fast-thinking and fast-acting McDonald’s employee who used CPR to save a customer who had a heart attack.

The members of the Everything Compliance are:

• Jay Rosen– Jay can be reached at [email protected]

• Karen Woody – One of the top academic experts on the SEC. Woody can be reached at [email protected]

• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected]

• Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer in London.

• Jonathan Marks can be reached at [email protected].

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Next Episode

Episode 133, The Perfect Attendance Edition

Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows.

In this episode, we have a quartet of commentators: Jonathan Marks, Matt Kelly, Jay Rosen, and Karen Woody, all hosted by Tom Fox.

1. Matt Kelly takes a deep dive into the seeming lack of corporate monitors in recent FCPA enforcement actions. He rants about yet another KPMG cheating scandal.

2. Karen Woody takes a deep dive into the Panuwat conviction for shadow insider trading. She shouts out to Caitlin Clark for being the No. 1 pick in the WNBA Draft but rants about her paltry $76K first year salary.

3. Jonathan Marks talks about the current challenges facing Chief Audit Executives. He shouts out to Kevin Ford for working at Burger King for 27 years without missing a day of work.

4. Jay Rosen provides an update on export control. He has a mild rant about CBS cutting off Billy Joel’s Piano Man encore to cut to local news about the Masters.

5. Host Tom Fox shouts out to Senator Robert Menendez for throwing his wife under the bus by announcing he will claim she is the one who engaged in bribery and corruption, not him.

The members of the Everything Compliance are:

• Jay Rosen – Jay can be reached at [email protected]

• Karen Woody – One of the top academic experts on the SEC. Woody can be reached at [email protected]

• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected]

• Jonathan Armstrong – is our UK colleague, who is an experienced data privacy/data protection lawyer in London.

• Jonathan Marks can be reached at [email protected].

The host, producer, and ranter (and sometimes panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at [email protected]. Everything Compliance is a part of the Compliance Podcast Network.

Learn more about your ad choices. Visit megaphone.fm/adchoices