Everything Compliance

Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In this episode, we have the quintet of commentators; Jonathan Marks, Matt Kelly, Jay Rosen, with Special Guest Karen Moore; all hosted and joined by Tom Fox.

1. Matt Kelly takes a deep dive into the recent speech my Michael Hsu on how fairness helps compliance. (Check out his blog on the topic here.) He shouts out to World Central Kitchen and their continued efforts to feed those in need.

2. Host Tom Fox takes a deep dive into the Trafigura FCPA enforcement action to try and determine how (and why) the company was not required to have a monitor. He shouts out to Houston Astros pitcher Ronel Blanco, who threw a no-hitter in his 8th professional appearance at the age of 30.

3. Jonathan Marks talks about his father’s influence on him which helped Jonathan form is views on ethics and the Kobayashi Maru. He shouts out to his father, Gene Marks for a full life well lived.

4. Jay Rosen looks at the enforcement action involving Trafigura. He shouts out to Lou Gossett, Jr. for his Oscar winning role in An Officer and a Gentleman.

5. Special Guest Karen Moore takes a deep dive into the EU Corporate Sustainability Due Diligence Directive. She shouts out to Austrian government for providing citizenship to descendants of Nazi persecution by means of a declaration, without having to give up their current citizenship or nationality in return.

The members of the Everything Compliance are:

• Jay Rosen– Jay can be reached at [email protected]

• Karen Woody – Is one of the top academic experts on the SEC. Woody can be reached at [email protected]

• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected]

• Jonathan Armstrong –is our UK colleague, and is an experienced data privacy/data protection lawyer in London. He can be reached at [email protected].

• Jonathan Marks can be reached at [email protected].

• Guest Karen Moore can be reached at [email protected]

The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at [email protected]. Everything Compliance is a part of the Compliance Podcast Network.

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Welcome to this Edition of the award-winning Everything Compliance. In this episode, the truncated triplet of Matt Kelly, Tom Fox, and Karen Moore takes a deep dive into Trump’s First Week and what it all means for compliance.

1. Karen Moore takes a deep dive into the War on DEI. She rants about Meta dropping its fact-checking. She rants about the sportsmanship of those at the Australian Open who booed Novak Djokovic for having the temerity to become injured and forced to withdraw from his match but shouts out to the Bills Mafia who supported Ravens Tight End Mark Andrews after his dropped touchdown pass.
2. Matt Kelly considers the DOGE Commission’s insanity and its morphing into a technology committee. He rants about the Trump Administration’s inane action in trying to invalidate the Constitution and shouts out Senior U.S. District Judge John Coughenour for putting a TRO in place for Trump’s alleged Order overruling the 14th Amendment on birthright citizenship.
3. Tom Fox leads a discussion on the potential weaponization of the FCPA and FEPA. He shouts out to Jackie Smith, who presaged Mark Andrews by 26 years by dropping a wide-open touchdown pass from Roger Staubach in the 1979 Super Bowl, and to Houston Astro Billy Wagner for his election into the MLB Hall of Fame.

The members of Everything Compliance are:

• Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at [email protected]
• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected]
• Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/). He adds an international focus and can be reached at [email protected].
• Jonathan Marks – can be reached at [email protected]
• Karen Moore – is a principal at Sounding Board Compliance and can be reached at [email protected]

The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at [email protected]. Everything Compliance is a part of the award-winning Compliance Podcast Network.

For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here.

Check out the full 3-book series, The Compliance Kids on Amazon.com.

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Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. Everything Compliance which has been honored by W3 as a top talk show in podcasting. In this episode, we have the quintet of Jay Rosen, Jonathan Armstrong, Karen Woody, Tom Fox and Matt Kelly on the ABB FCPA Enforcement action. We conclude with our fan fav Shout Outs and Rants section.

1. Matt Kelly looks at the enforcement action from the CCO certification perspective. He has his first recidivist rant by ending the year with a rant about the person he started the year ranting about, Elon Musk. This time it was for the Thursday Night Massacre.

2. Karen Woody looks at the case from the perspective on internal control failures and overrides. She shouts out to Stephen Twitchboss for his music and influence on popular culture.

3. Tom Fox discusses how the DOJ thread a tight needle by rewarding ABB for its attempt to self-disclose, extraordinary cooperation and remediation by not requiring a monitor and giving a discount even through ABB is the first time three-peat offender under the FCPA. He shouts out to Christine McVie, singer and songwriter for Fleetwood Mac who recently passed away.

4. Jonathan Armstrong considers the ABB enforcement action from the UK perspective and opines how a UK judge might consider the company’s recidivism differently than the DOJ did. He rants about ongoing tech scams.

5. Jay Rosen reviews the enforcement action from the perspective of how the bribes were funded. He shouts out to Mike Gabler, winner of Season 43 of Survivor who donated his $1MM winnings to help veterans.

The members of the Everything Compliance are:

• Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at [email protected]

• Karen Woody – One of the top academic experts on the SEC. Woody can be reached at [email protected]

• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected]

• Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at [email protected]

• Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at [email protected]

The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at [email protected]. Everything Compliance is a part of the Compliance Podcast Network.

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Welcome to the only roundtable podcast in compliance as we celebrate our second century of shows. In 2021, Everything Compliance was honored by W3 as a top talk show in podcasting. In this episode, we have the quartet of Jonathan Marks, Jonathan Armstrong, Jay Rosen and Matt Kelly on a variety of topics. We conclude with our fan Shout Outs and Rants section.

1. Jay Rosen looks at a recent report about the number and quality of SEC whistleblower awards. Rosen shouts out to scientists who are trying to create Oxygen from CO2 so that life can exist on Mars.

2. Matt Kelly discusses the Mudge whistleblower allegations regarding Twitter. Kelly shouts out to NASA engineers who scrubbed the space shuttle launch due to safety concerns.

3. Jonathan Marks considers the role of internal audit in M&A work specifically and how the Board should utilize internal audit more generally. Marks shouts out the 30the anniversary of the US Sentencing Guidelines.

4. Tom Fox shouts out the American League leading Houston Astros.

5. Jonathan Armstrong looks at the newly released Lloyd’s regulations around denial of coverage for cyber-attacks made by foreign governments and state actors. He shouts out to the British television show “Have I Got News” for skewering Boris Johnson with his own words.

The members of the Everything Compliance are:

• Jay Rosen– Jay is Vice President, Business Development Corporate Monitoring at Affiliated Monitors. Rosen can be reached at [email protected]

• Karen Woody – One of the top academic experts on the SEC. Woody can be reached at [email protected]

• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected]

• Jonathan Armstrong –is our UK colleague, who is an experienced data privacy/data protection lawyer with Cordery in London. Armstrong can be reached at [email protected]

• Jonathan Marks is Partner, Firm Practice Leader - Global Forensic, Compliance & Integrity Services at Baker Tilly. Marks can be reached at [email protected]

The host and producer, ranter (and sometime panelist) of Everything Compliance is Tom Fox the Voice of Compliance. He can be reached at [email protected]. Everything Compliance is a part of the Compliance Podcast Network.

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Welcome to this edition of the award-winning Everything Compliance. In this episode, we have the quartet of Matt Kelly, Karen Woody, and Karen Moore, all hosted by Tom Fox, the Compliance Evangelist. They all look at various issues for compliance professionals under the current administration.

1. Karen Moore, what is ‘illegal DEI’? She shouts out to federal employees who have been summarily terminated.
2. Matt Kelly considers the work of DOGE at the SEC. He shouts out to James Harrison, whose plasma contains a rare antibody known as anti-D, which is used to make injections that protect unborn babies from hemolytic disease of the newborn.
3. Karen Woody asks whether the trial of the Cognizant Technology executives will ever occur. She shouts out to Georgetown Law Dean Will Treanor, who shut down the illegal harassment of the school by the interim US Attorney for the District of Columbia.
4. Tom Fox shouts out to the Quebecoise for embracing their Canadian-ness and all those north of the border who are responding to Trump’s bullying with ‘Elbows Up’.

The members of Everything Compliance are:

• Karen Woody – is one of the top academic experts at the SEC. Woody can be reached at [email protected]
• Matt Kelly – Founder and CEO of Radical Compliance. Kelly can be reached at [email protected]
• Jonathan Armstrong – is an experienced compliance & technology lawyer based at Punter Southall Law in London (https://puntersouthall.law/). He adds an international focus and can be reached at [email protected].
• Jonathan Marks – can be reached at [email protected]
• Karen Moore – is a principal at Sounding Board Compliance and can be reached at [email protected]

The host and producer, rantor (and sometime panelist) of Everything Compliance is Tom Fox, the Voice of Compliance. He can be reached at [email protected]. Everything Compliance is a part of the award-winning Compliance Podcast Network.

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