Ethics for advisers - EP4, Season 1: Code whispering 101

EP4, Season 1: Code whispering 101

02/04/20 • 48 min

Reading the Code of Ethics through the eyes of a lawyer won’t work. Dr Katherine Hunt gives insight into how advisers can use the principals of the Code to guide and strengthen their decision-making. Felicity Cooper describes how her independently-owned business model enables a better ethical outcome than brokerage models she’s worked in previously. Participants: Dr Katherine Hunt, Felicity Cooper Facilitator: Matthew Smith Length: 48 mins, 52 seconds

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EP3, Season 1: It takes a village

Advisers have been pushed towards professionalism, something Dr Deen Sanders argues will work against the industry; Sanders says we have not yet seen a collective voice representing clients, participants and broader stakeholders. Michael Carmody believes there is still time for advisers to come together. Participants: Dr Deen Sanders, Michael Carmody Facilitator: Matthew Smith Length: 45 mins, 44 seconds

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EP5, Season 1: Subordinate or die

Reading the Code of Ethics will require another level of thinking from advisers if practitioners are still getting hung up on being prescriptive about certain aspects of the Code of Ethics, Dr Simon Longstaff explains. David Graham empathises with advisers in more corporatised structures than his own but suggests all advisers need to stand up for what they believe is right. Participants: Dr Simon Longstaff, David Graham Facilitator: Matthew Smith Length: 48 mins, 52 seconds