Keys to Successful Modern Regulatory Exams

Oyster Stew - A Broth of Financial Services Commentary and Insights

09/08/22 • 14 min

Compliance professionals often dread regulatory exams, but there are effective ways to handle them.

In today’s podcast, hear from Oyster’s experts and former regulators how regulatory exams have become risk-based and data-driven, what is driving exam frequency and what the regulators are looking for.

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09/08/22 • 14 min

Oyster Stew - A Broth of Financial Services Commentary and Insights - Keys to Successful Modern Regulatory Exams

Transcript

Libby Hall: Hi, and welcome to the oyster stew podcast. I'm Libby Hall, Director of Communications for Oyster Consulting. Compliance professionals pretty universally dread regulatory exams, but there are effective ways to handle them in today's podcast. Hear from Oyster’s experts and former regulators, how regulatory exams have become risk based and data driven, what is driving exam frequency and what the regulators are looking for. Don't miss our next podcast, providing best practi

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