Broker-Dealer Growth - Is Affiliation the Right Option?

Oyster Stew - A Broth of Financial Services Commentary and Insights

10/04/23 • 17 min

Many introducing broker-dealers are moving to affiliate with another broker-dealer. Join Oyster Managing Directors Pete Bowman and Dave Williams as they discuss what affiliation means for broker-dealers, what is driving firms to the strategy, and what part the advisory side of the business plays when firms consider affiliation.

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10/04/23 • 17 min

Oyster Stew - A Broth of Financial Services Commentary and Insights - Broker-Dealer Growth - Is Affiliation the Right Option?

Transcript

Bob Mooney: Welcome to the Oyster Stew Podcast. I'm Bob Mooney, General Counsel for Oyster Consulting. Recently, we've seen a lot of introducing broker dealers starting to move to affiliate with another broker dealer. Join Oyster’s Managing Directors, Pete Bowman and Dave Williams, as they discuss what affiliation means, what is driving firms to the strategy, and what part the advisory side of the business plays when firms consider affiliation.

Pete Bowman: Recently,

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