Producers – Protecting Consumers in a Compliant Way

Producers have regulatory requirements that they must adhere to. Aside from just basic licensing for the states they operate in and lines of business that they sell, they must also adhere to regulations on rebating, conflict of interest, commissions, continuing education and agency bill. This podcast will examine the requirements specific to agents and brokers and in addition, will include specific requirements when acting as a surplus lines broker.

Featuring: Jack Chaskey, Sr. Regulatory Affairs Specialist, Westmont Associates, Inc.

Dan Maher, Executive Director, Excess Line Association of New York (ELANY)