Mutual Fund Minute
Sidley Austin LLP
Welcome to Sidley’s Mutual Fund Minute podcast. Join us for this series of short insights addressing issues of interest to fund directors, advisers, and other stakeholders. Each week Sidley Partner Jay Baris and guests discuss new trends, regulations, and developments and how they will affect you.
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Top 10 Mutual Fund Minute Episodes
Goodpods has curated a list of the 10 best Mutual Fund Minute episodes, ranked by the number of listens and likes each episode have garnered from our listeners. If you are listening to Mutual Fund Minute for the first time, there's no better place to start than with one of these standout episodes. If you are a fan of the show, vote for your favorite Mutual Fund Minute episode by adding your comments to the episode page.
Chat With Commissioner Peirce, Part II
Mutual Fund Minute
04/08/24 • 19 min
SEC Commissioner Hester M. Peirce sat down with Sidley partner Jay Baris to share her views on a wide range of topics concerning mutual funds and investment management. In this episode of the Mutual Fund Minute, Commissioner Peirce discusses the SEC’s proposed safeguarding rule, the Supreme Court’s Howey test, CCO liability and the future of crypto regulation, regulation of non-bank financial institutions, and the future of SEC regulation, among other issues. You can listen to the first part here: A Chat With Commissioner Peirce, Part I.
SEC Regulatory Agenda Spring 2023
Mutual Fund Minute
08/23/23 • 7 min
The SEC continues its breathtaking pace of rulemaking that touches funds, their independent directors, investment advisers, and other service providers. Listen here as Jay Baris, a partner in Sidley’s Investment Funds practice, looks at the SEC’s regulatory agenda for the coming months.
Money Market Fund Reform – Without Swing Pricing
Mutual Fund Minute
09/20/23 • 9 min
Money market funds dodged a bullet when the SEC declined to impose swing pricing when it adopted final reform rules on July 12, 2023.
Listen here as Sidley’s Jay Baris and Doug McCormack discuss the new money market reform rules, including the mandatory liquidity fee and how they affect funds, investors, and fund directors.
The SEC’s Proposed Swing Pricing and Hard Close Rules
Mutual Fund Minute
08/23/23 • 7 min
Listen here as Jay Baris, a partner in Sidley’s Investment Funds group, discusses the proposed “swing pricing” and “hard close” requirements and how they would ripple through the world of investment companies and financial intermediaries.
The Role of Mutual Fund Directors
Mutual Fund Minute
08/23/23 • 10 min
Tune into Mutual Fund Minute here, as Jay Baris, a partner in Sidley’s Investment Funds group, takes a nostalgic look at the long and winding regulatory road of fund board culture, with a reminder that history is always an important guide to understanding the present.
08/23/23 • 4 min
Listen here as Jay Baris, a partner in Sidley’s Investment Funds group, discusses the SEC’s new mandate for mutual funds and ETFs and looks at the implications for Funds and their investors.
What’s in a Name?
Mutual Fund Minute
08/23/23 • 4 min
Listen here as Jay Baris, a partner in Sidley’s Investment Funds group, discusses the SEC proposal to expand the “names rule” to cover investment companies that suggest that they invest in assets that have specific characteristics, such as growth or value or ESG factors.
Mutual Fund Directors Forum’s Carolyn McPhillips Celebrates the 100th Anniversary of the Mutual Fund, Part II
Mutual Fund Minute
08/21/24 • 15 min
This week on Mutual Fund Minute, Sidley partner Jay Baris and Carolyn McPhillips, President at the Mutual Fund Directors Forum, continue celebrating the 100th anniversary of the American mutual fund. Carolyn shares her views on the oversight by fund directors, the SEC’s proposed mandatory swing pricing rule, issues relating to fund chief compliance officers, and the role that artificial intelligence plays in asset management.
AI for the IA and the BD – What Advisers, Broker-Dealers and Fund Directors Should Know About Artificial Intelligence, Part II
Mutual Fund Minute
07/01/24 • 12 min
This week on Mutual Fund Minute, Jay Baris continues his conversation about the growing interest in artificial intelligence for investment managers with Sidley’s Hardy Callcott and Nathan Greene. Hardy is a San Francisco-based partner in Sidley’s Securities Enforcement and Regulatory practice who focuses on securities and regulatory issues for broker-dealers, investment advisers, and mutual funds. Nathan, based in New York, heads Sidley’s Registered Funds practice.
AI for the IA and the BD – What Advisers, Broker-Dealers and Fund Directors Should Know About Artificial Intelligence, Part I
Mutual Fund Minute
06/18/24 • 12 min
This week on Mutual Fund Minute, Jay Baris talks about the growing interest in artificial intelligence with Sidley’s Hardy Callcott and Nathan Greene. Hardy is a San Francisco-based partner in Sidley’s Securities Enforcement and Regulatory practice who focuses on securities and regulatory issues for broker-dealers, investment advisers, and mutual funds. Nathan, based in New York, heads Sidley’s Registered Funds practice.
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FAQ
How many episodes does Mutual Fund Minute have?
Mutual Fund Minute currently has 36 episodes available.
What topics does Mutual Fund Minute cover?
The podcast is about Podcasts and Business.
What is the most popular episode on Mutual Fund Minute?
The episode title 'FSB Risks of Nonbank Financial Institutions' is the most popular.
What is the average episode length on Mutual Fund Minute?
The average episode length on Mutual Fund Minute is 11 minutes.
How often are episodes of Mutual Fund Minute released?
Episodes of Mutual Fund Minute are typically released every 14 days.
When was the first episode of Mutual Fund Minute?
The first episode of Mutual Fund Minute was released on Aug 23, 2023.
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